Joseph P. Curran
BREACHWAY INVESTMENTS
Charlestown, RI 02813
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CRD#: 3024167
Professional summary
Joseph P Curran, CFP®, who also goes by Joseph Curran, Joseph Patrick Curran, is a registered financial advisor currently at BREACHWAY INVESTMENTS, LLC located in Charlestown, Rhode Island.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Joseph has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6, Series 10, Series 9 and Series 24 exams.
Biography
Joseph Curran is a seasoned financial planner and portfolio manager who has been in the investment management industry since 1998.
Building on his experience working for major Wall Street firms such as Smith Barney and Merrill Lynch, Joe develops customized investment strategies for both families and institutions.
Joe graduated with a bachelor’s degree in Economics from the University of Connecticut and subsequently earned a master’s degree in Financial Economics from Trinity College.
His professional designations include his Certified Financial Planner (CFP)™ certification; Certified Portfolio Manager credential (CPM); and Chartered Retirement Planning CounselorSM professional designation.
A Connecticut native originally from West Hartford, Joe currently resides with his wife and two children in the coastal town of Wakefield, RI.
Question & Answer
What are your service offerings?
Retirement Planning
Comprehensive Financial Planni...
Investment Planning
Do you have an area of expertise or specialization?
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Socially Responsible Investmen...
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Joseph Curran | Joseph Patrick Curran
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph P Curran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
March 1, 2019 - Present
BREACHWAY INVESTMENTS, LLC
Office #1: 4259 Old Post Road, Charlestown, RI 02813RIA
CRD#: 299102
Charlestown, RI
Past
August 26, 2009 - March 4, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
GLASTONBURY, CT
Past
August 21, 2009 - March 4, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
GLASTONBURY, CT
Past
June 1, 2009 - September 14, 2009
MORGAN STANLEY
RIA
CRD#: 149777
PROVIDENCE, RI
Past
June 1, 2009 - September 14, 2009
MORGAN STANLEY
BD
CRD#: 149777
PROVIDENCE, RI
Past
April 19, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
PROVIDENCE, RI
Past
April 15, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
PROVIDENCE, RI
Past
October 13, 2004 - March 4, 2005
CONSTITUTION INVESTMENT SERVICES LLC
RIA
CRD#: 126894
WALLINGFORD, CT
Past
May 19, 2004 - March 3, 2005
CU INVESTMENT SOLUTIONS LLC
BD
CRD#: 43753
OVERLAND PARK, KS
Past
February 7, 2001 - April 19, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
RIA
CRD#: 40596
HARTFORD, CT
Past
January 10, 2000 - April 19, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
BD
CRD#: 40596
HARTFORD, CT
Past
September 2, 1998 - November 18, 1999
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
April 16, 1998 - May 12, 1998
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BREACHWAY INVESTMENTS, LLC
BREACHWAY INVESTMENTS, LLC
CRD#: 299102 / SEC#: 801-128891
RIA
Registered Investment Advisory firm - (10/16/2023 Approved)Connecticut
Registered Investment Advisory firm - (10/19/2023 Terminated)Florida
Registered Investment Advisory firm - (10/18/2023 Terminated)Massachusetts
Registered Investment Advisory firm - (10/18/2023 Terminated)New York
Registered Investment Advisory firm - (1/4/2022 Terminated)Rhode Island
Registered Investment Advisory firm - (10/18/2023 Terminated)Texas
Registered Investment Advisory firm - (10/18/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Rhode Island(5/7/2019)
IAR
Texas(5/17/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
BREACHWAY INVESTMENTS, LLC
BREACHWAY INVESTMENTS, LLC
CRD#: 299102 / SEC#: 801-128891
RIA
Registered Investment Advisory firm - (10/16/2023 Approved)Connecticut
Registered Investment Advisory firm - (10/19/2023 Terminated)Florida
Registered Investment Advisory firm - (10/18/2023 Terminated)Massachusetts
Registered Investment Advisory firm - (10/18/2023 Terminated)New York
Registered Investment Advisory firm - (1/4/2022 Terminated)Rhode Island
Registered Investment Advisory firm - (10/18/2023 Terminated)Texas
Registered Investment Advisory firm - (10/18/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4259 Old Post Road, Charlestown, RI 02813
Mailing Address
Po Box 1199, Charlestown, RI 02813
Phone number
(860) 709-0909
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 403 |
| AUM (Assets Under Management) | $ 131,255,814 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
