Josh D. Lozow

BOK FINANCIAL PRIVATE WEALTH

Denver, CO 80202

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CRD#: 3024024

Professional summary

Josh David Lozow, who also goes by Joshua David Lozow, is a registered financial advisor currently at BOK FINANCIAL PRIVATE WEALTH, INC. located in Denver, Colorado.

Josh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Josh has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joshua David Lozow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Josh David Lozow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2024 - Present

BOK FINANCIAL PRIVATE WEALTH, INC.

Office #1: 1600 Broadway Suite 1460, Denver, CO 80202

RIA

CRD#: 106733

Denver, CO

Past

March 14, 2023 - June 30, 2023

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Denver, CO

Past

July 19, 2019 - August 8, 2022

BUCKINGHAM STRATEGIC WEALTH, LLC

RIA

CRD#: 143323

DENVER, CO

Past

August 23, 2017 - June 4, 2019

CAM INVESTOR SOLUTIONS

RIA

CRD#: 286078

DENVER, CO

Past

October 7, 2016 - December 13, 2016

GHP INVESTMENT ADVISORS INC

RIA

CRD#: 107563

DENVER, CO

Past

September 11, 2002 - February 25, 2020

TRANSITIONS WEALTH MANAGEMENT, LLC

RIA

CRD#: 107812

GREENWOOD VILLAGE, CO

Past

September 24, 1998 - August 7, 2002

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOK FINANCIAL PRIVATE WEALTH, INC.

CRD#: 106733 / SEC#: 801-51401

RIA

Registered Investment Advisory firm - (3/6/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(4/3/2024)

IAR

Oklahoma
(4/3/2024)

IAR

Texas
(4/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/5/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/2/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/10/1998

General Securities Representative Examination

Current Firm

BOK FINANCIAL PRIVATE WEALTH, INC.

CRD#: 106733 / SEC#: 801-51401

RIA

Registered Investment Advisory firm - (3/6/1996 Approved)

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Contact information

Main Address

1600 Broadway 4th Floor, Denver, CO 80202

Mailing Address

Phone number

(303) 539-0100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BOK FINANCIAL PRIVATE WEALTH, INC., FORM ADV PART 2A JUNE 2025 (6/17/2025)

Regulatory assets under management

Total Number of Accounts	2,179
AUM (Assets Under Management)	$ 3,185,223,176

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2025	Cover Page	Report
12/18/2024	Cover Page	Report
08/25/2023	Cover Page	Report
09/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Josh D. Lozow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Josh David Lozow's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERCER GLOBAL ADVISORS INC.

BUCKINGHAM STRATEGIC WEALTH, LLC

CAM INVESTOR SOLUTIONS

GHP INVESTMENT ADVISORS INC

TRANSITIONS WEALTH MANAGEMENT, LLC

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

BOK FINANCIAL PRIVATE WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/5/2002

Series 63

Date: 10/2/1998

Series 7

Date: 9/10/1998

Current Firm

BOK FINANCIAL PRIVATE WEALTH, INC.

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BOK FINANCIAL PRIVATE WEALTH, INC.

TRUST BUT VERIFY

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