Susan K. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Kay Anderson was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 2001. Susan had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2010 - December 31, 2022
ANDERSON FINANCIAL MANAGEMENT, L.L.C.
June 30, 2008 - March 25, 2024
VALLEY VIEW CONSULTING LLC
March 28, 2008 - October 22, 2014
ESTRADA HINOJOSA & COMPANY, INC.
November 26, 2002 - February 27, 2008
PFM FUND DISTRIBUTORS, INC.
January 26, 2001 - May 15, 2002
PFM, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ANDERSON FINANCIAL MANAGEMENT, L.L.C.
CRD#: 153141 / SEC#: 801-71242
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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