Solomon D. Lax
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Solomon D Lax, who also goes by Shlomo Lax, Solomon Lax, was a registered financial professional .
Solomon is a previously registered financial professional and started their career in finance in 1999. Solomon had worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2007 - August 13, 2007
BRIDGEMARK CAPITAL, LP
July 28, 2005 - November 7, 2014
CATO CAPITAL, LLC
August 4, 2003 - November 12, 2003
FIRST MONTAUK SECURITIES CORP.
February 4, 1999 - October 1, 2002
MUELLER & COMPANY INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIDGEMARK CAPITAL, LP
CRD#: 114243 / SEC#: , 8-53414
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
