Howard Chin

SEABRIDGE INVESTMENT ADVISORS LLC

Summit, NJ 07901-2610

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CRD#: 3023685

Professional summary

Howard Chin is a registered financial advisor currently at SEABRIDGE INVESTMENT ADVISORS LLC located in Summit, New Jersey.

Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Howard has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Crossroads Community Church; not investment related; 147 East Main Street, Somerville, NJ 08876; Nature- Religious; Title- Treasurer; Start Date- 2013; 6-8 hours/month; 0 hours during trading hours; Duties include handling incoming cash and stock donations, approved cash disbursements, annual budget reviews, and presentations.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Chin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2014 - Present

SEABRIDGE INVESTMENT ADVISORS LLC

Office #1: 450 Springfield Ave. Suite 301, Summit, NJ 07901-2610

RIA

CRD#: 108681

Summit, NJ

Past

October 1, 1998 - September 10, 2001

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

May 14, 1998 - October 1, 1998

BANCAMERICA SECURITIES, INC.

CRD#: 17977

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEABRIDGE INVESTMENT ADVISORS LLC

SEABRIDGE INVESTMENT ADVISORS LLC | SEABRIDGE PRIVATE WEALTH

CRD#: 108681 / SEC#: 801-55009

RIA

Registered Investment Advisory firm - (11/3/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/24/2015)

IAR

New Jersey
(3/24/2014)

IAR

Texas
(10/18/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/29/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/7/1998

General Securities Representative Examination

Current Firm

SEABRIDGE INVESTMENT ADVISORS LLC

SEABRIDGE INVESTMENT ADVISORS LLC | SEABRIDGE PRIVATE WEALTH

CRD#: 108681 / SEC#: 801-55009

RIA

Registered Investment Advisory firm - (11/3/1997 Approved)

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Contact information

Main Address

450 Springfield Ave. Suite 301, Summit, NJ 07901-2610

Mailing Address

Phone number

(908) 273-5085

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEABRIDGE INVESTMENT ADVISORS LLC (9/26/2025)

Regulatory assets under management

Total Number of Accounts	452
AUM (Assets Under Management)	$ 610,404,483

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Howard Chin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Chin's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEABRIDGE INVESTMENT ADVISORS LLC

BANC OF AMERICA SECURITIES LLC

BANCAMERICA SECURITIES, INC.

Primary Firm SEC Registration

SEABRIDGE INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/29/1998

Series 7

Date: 5/7/1998

Current Firm

SEABRIDGE INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEABRIDGE INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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