Antonio A. Gonzalez

GREAT WEALTH INVESTMENTS

Whitestone, NY

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CRD#: 3023675

Professional summary

Antonio A Gonzalez is a registered financial advisor currently at GREAT WEALTH INVESTMENTS located in Whitestone, New York.

Antonio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Antonio has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 10, Series 9 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Silverbear Capital, Inc.; Oliaji Trade Centre - 1st Floor, Victoria, Mahe Seychelles; Investment Banking; Non equity partner; July 2023; 10 hours or less, 0 hours during trading hours; Mergers And Acquisitions Sourcing 2.) Great Wealth Consultants LLC; Not investment related; Miami, Florida, Business consulting; Managing Member; Started 02/2022; 20 hours per month devoted to the other business (0 during trading hours); Business strategy development for mid-size businesses. 3.) Great Wealth Insurance LLC; Investment Related; Insurance Agency; Start Date 12/2021; Approx. 10-20 hours/month; Licensed to sell and service insurance products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Antonio A Gonzalez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2022 - Present

GREAT WEALTH INVESTMENTS

RIA

CRD#: 310135

Whitestone, NY

Past

June 18, 2012 - December 10, 2021

APEX CLEARING CORPORATION

CRD#: 13071

DALLAS, TX

Past

July 2, 2010 - August 1, 2012

PENSON FINANCIAL SERVICES, INC.

CRD#: 25866

DALLAS, TX

Past

October 9, 2002 - July 1, 2010

APEX CLEARING CORPORATION

CRD#: 13071

JERSEY CITY, NJ

Past

December 1, 2000 - October 3, 2002

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

June 24, 1999 - September 19, 2000

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

May 26, 1998 - September 18, 1998

DALTON KENT SECURITIES GROUP, INC.

CRD#: 38813

NEW YORK, NY

Past

April 15, 1998 - April 30, 1998

LEGEND MERCHANT GROUP, INC.

CRD#: 5155

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/3/2022)

IAR

New York
(3/23/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/19/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/23/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/13/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/4/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/15/2001

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 4

Date: 3/13/2001

Registered Options Principal Examination

Current Firm

GREAT WEALTH INVESTMENTS

GREAT WEALTH INVESTMENTS | POUND CAKE HOLDINGS LLC

CRD#: 310135 / SEC#:

Florida

Registered Investment Advisory firm - (9/10/2020 Approved)

Maryland

Registered Investment Advisory firm - (9/22/2020 Terminated)

New York

Registered Investment Advisory firm - (9/14/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

One Alhambra Plaza Floor Ph, Coral Gables, FL 33134

Mailing Address

Phone number

(347) 375-7100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	46
AUM (Assets Under Management)	$ 10,861,647

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Antonio A. Gonzalez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Antonio A Gonzalez's CRS (Customer Relationship Summary).

Certified licenses

Experience

APEX CLEARING CORPORATION

PENSON FINANCIAL SERVICES, INC.

APEX CLEARING CORPORATION

QUICK & REILLY, INC.

PARK AVENUE SECURITIES LLC

DALTON KENT SECURITIES GROUP, INC.

LEGEND MERCHANT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/19/2022

Series 63

Date: 4/23/1998

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/13/1998

Series 10

Date: 4/4/2002

Series 9

Date: 8/15/2001

Series 4

Date: 3/13/2001

Current Firm

GREAT WEALTH INVESTMENTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREAT WEALTH INVESTMENTS

TRUST BUT VERIFY

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