Larry E. Nolt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry E Nolt was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1998. Larry had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2016 - July 24, 2018
KESTRA ADVISORY SERVICES, LLC
October 6, 2014 - May 11, 2016
KESTRA INVESTMENT SERVICES, LLC
November 26, 2013 - October 6, 2014
FINANCIAL TELESIS INC
June 7, 2011 - September 29, 2011
FINANCIAL TELESIS INC
December 7, 2010 - September 29, 2011
FINANCIAL TELESIS INC
November 30, 2010 - December 23, 2010
LPL FINANCIAL LLC
April 7, 2008 - November 30, 2010
NRP FINANCIAL, INC.
July 31, 2003 - July 27, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 4, 2003 - July 30, 2003
PENN SECURITIES, INC.
January 15, 2003 - April 3, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 26, 2002 - September 2, 2014
NATIONAL PENN CAPITAL ADVISORS
July 24, 2000 - March 7, 2001
TRANSAMERICA FINANCIAL ADVISORS, INC.
June 15, 1998 - October 28, 2002
CANON CAPITAL INVESTMENT ADVISORY
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
