Anthony L. Lapczynski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Leonard Lapczynski, who also goes by Anthony Leonard Lapczywski, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1969. Anthony had worked at 6 firms and has passed the Series 5, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 1987 - April 16, 1999
NEW YORK CAPITAL MARKETS INC.
January 2, 1987 - July 27, 1988
NEW YORK CAPITAL SECURITIES CORP.
December 15, 1983 - November 26, 1985
FIRST UNITED FUND,LTD.
September 1, 1976 - November 2, 1982
LEHMAN SPECIAL SECURITIES INC.
March 20, 1972 - November 2, 1982
LEHMAN BROTHERS KUHN LOEB INCORPORATED
May 26, 1969 - March 20, 1972
LEHMAN BROTHERS INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 9/21/1981
Interest Rate Options ExaminationSeries 1
Date: 5/13/1969
Registered Representative ExaminationSeries 40
Date: 3/16/1972
Registered Principal ExaminationCurrent Firm
NEW YORK CAPITAL MARKETS INC.
CRD#: 19784 / SEC#: , 8-43648
Contact information
Documents
Red Flags
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