Donna M. Marquez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Marie Marquez was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1998. Donna had worked at 5 firms and has passed the SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2011 - February 8, 2014
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
September 7, 2011 - October 3, 2016
VOYA RETIREMENT ADVISORS, LLC
September 7, 2011 - June 27, 2018
DIRECTED SERVICES LLC
September 7, 2011 - December 31, 2020
SLD AMERICA EQUITIES, INC.
March 18, 1998 - May 6, 2021
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
CRD#: 19242 / SEC#: , 8-37340
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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