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Philip Gerald Vandermause

AARDVARK SECURITIES
CHICAGO, IL
·CRD# 3023396·16 years experience

Professional Summary

Philip Gerald Vandermause is a registered financial advisor currently at AARDVARK SECURITIES LLC located in Chicago, Illinois. Philip is registered as a RR (Registered Representative) and started their career in finance in 2003. Philip has worked at 4 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

AARDVARK SECURITIES LLC·CRD# 166932
BD
1. 444 W Lake St. Ste 2900, Chicago, IL 606062. Carr 110 Int Km 31.5 Barrio Aguacate, Aguadilla, PR 00603
October 20, 2014 - Present
PALAFOX TRADING LLC·CRD# 131114
BD
Chicago, IL
February 16, 2012 - November 29, 2012
CITADEL SECURITIES LLC·CRD# 116797
BD
Chicago, IL
September 19, 2011 - November 29, 2012
CITADEL TRADING GROUP L.L.C.·CRD# 24514
BD
Chicago, IL
January 28, 2003 - November 17, 2003

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Current Firm

AS
AARDVARK SECURITIES LLC

AARDVARK SECURITIES LLC

CRD#: 166932 / SEC#: 8-69235
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

444 W Lake St. Ste 2900, Chicago, IL 60606

Mailing Address

444 W Lake St. Ste 2900, Chicago, IL 60606

Phone Number

(312) 284-5500

Established

Illinois since 01/08/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
TRANSMARKET GARITA LLCMEMBER—
ADAMS, DOUGLAS RYANCHIEF EXECUTIVE OFFICER4675945
OLSON, CHAD RYANCHIEF COMPLIANCE OFFICER6234911

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2016About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 2011About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Philip Gerald Vandermause's CRS (Customer Relationship Summary).

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