Pamela G. Hopman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Gail Hopman, who also goes by Pam Hopman, Pamela Oneil Hopman, Pamela G Oneil, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1998. Pamela had worked at 9 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2011 - December 31, 2022
PGH ADVISORS, LLC
October 15, 2007 - December 31, 2007
PGH ADVISORS, INC.
October 11, 2007 - November 9, 2012
AMERICAN INVESTMENT SERVICES
February 8, 2007 - September 6, 2007
CETERA WEALTH SERVICES, LLC
March 7, 2006 - September 6, 2007
CETERA WEALTH SERVICES, LLC
March 2, 2004 - December 31, 2005
LEGACY ADVISORY SERVICES, INC.
February 19, 2004 - December 31, 2005
LEGACY FINANCIAL SERVICES, INC.
February 10, 2003 - February 18, 2004
MML INVESTORS SERVICES, LLC
November 6, 2001 - February 18, 2004
MML INVESTORS SERVICES, LLC
June 23, 1999 - December 21, 1999
WELLS FARGO CLEARING SERVICES, LLC
March 19, 1998 - May 14, 1999
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PGH ADVISORS, LLC
CRD#: 156415 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
