Salvatore A. Lanza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore Anthony Lanza was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 1968. Salvatore had worked at 7 firms and has passed the Series 63, Series 000, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 29, 1988 - May 1, 1991
BACHUS & STRATTON SECURITIES, INC.
February 28, 1988 - May 1, 1991
BACHUS & STRATTON SECURITIES, INC.
July 19, 1985 - November 28, 1986
ROSS SECURITIES CORP.
February 24, 1981 - September 8, 1983
MORGAN STANLEY DW INC.
December 18, 1978 - March 20, 1981
THOMSON MCKINNON SECURITIES INC.
September 26, 1978 - January 4, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 4, 1972 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
February 21, 1968 - April 3, 1972
DISBRO & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 3/18/1968
General Securities Principal ExaminationSeries 1
Date: 2/19/1968
Registered Representative ExaminationCurrent Firm
BACHUS & STRATTON SECURITIES, INC.
CRD#: 17557 / SEC#: , 8-35361
Contact information
Documents
Red Flags
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