Joseph A. Lanza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Antonio Lanza, who also goes by Joseph Anthony Lanza, Joseph Lanza, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1970. Joseph had worked at 9 firms and has passed the Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 1983 - April 18, 1985
MORGAN FIRST SECURITIES, INC.
February 10, 1983 - March 2, 1983
OMEGA NORTHWEST, INC.
June 24, 1982 - July 30, 1982
LPL FINANCIAL LLC
September 24, 1981 - March 25, 1982
SECURITIES WEST, INC.
August 21, 1980 - August 23, 1981
FIRST HERITAGE INVESTMENT CO.
September 12, 1979 - July 9, 1980
BLACK & COMPANY, INC.
July 12, 1977 - March 1, 1979
BLYTH EASTMAN DILLON & CO. INCORPORATED
December 27, 1972 - July 18, 1977
E. F. HUTTON & COMPANY INC
March 18, 1970 - February 15, 1973
DOMIK CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/13/1970
Registered Representative ExaminationCurrent Firm
MORGAN FIRST SECURITIES, INC.
CRD#: 11030 / SEC#: , 8-29686
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
