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Maria Dembski

MDX WEALTH MANAGEMENT
Sugarland, TX 77479
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CRD#: 3023270
MD

Professional summary


Maria Dembski, who also goes by Maria Jozefczyk, is a registered financial advisor currently at MDX WEALTH MANAGEMENT located in Sugarland, Texas and STARLIGHT FUNDING INVESTMENTS, LLC located in Berkeley, California.

Maria is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Maria has worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 4, Series 27, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Maria Jozefczyk

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Capital Markets Consulting, LLC; Houston, TX; investment related; Sole Proprietor. 2) MDX Wealth Management; Sugar Land, TX; investment related; Consultant, 5 hrs/month. 3) Starlight Funding Investments; Berkeley, CA; investments related; FINOP; 10 hrs/month.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Maria Dembski's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 3, 2013 - Present

MDX WEALTH MANAGEMENT

Office #1: 2245 Texas Dr Suite 300, Sugarland, TX 77479
RIA
CRD#: 161309
Sugarland, TX
Current

August 27, 2013 - Present

STARLIGHT FUNDING INVESTMENTS, LLC

Office #1: 1307 Bonita Ave, Berkeley, CA 94709
BD
CRD#: 103957
Berkeley, CA
Past

December 6, 2017 - March 6, 2018

SLCA CAPITAL, LLC

BD
CRD#: 157895
HOUSTON, TX
Past

March 11, 2016 - March 31, 2023

BOURNEHILL INVESTMENT SERVICES, INC.

BD
CRD#: 104003
Sugar Land, TX
Past

May 27, 2011 - December 2, 2011

WEALTH SOLUTIONS, INC.

BD
CRD#: 35331
HOUSTON, TX
Past

February 10, 2011 - February 2, 2022

HUCKIN FINANCIAL GROUP, INC.

RIA
CRD#: 8593
HOUSTON, TX
Past

August 21, 2009 - February 1, 2022

HUCKIN FINANCIAL GROUP, INC.

BD
CRD#: 8593
HOUSTON, TX
Past

March 16, 2009 - July 9, 2009

B.B. GRAHAM & COMPANY, INC.

BD
CRD#: 41533
HOUSTON, TX
Past

April 6, 2006 - April 6, 2009

INSTITUTIONAL CAPITAL MANAGEMENT, INC.

BD
CRD#: 41055
HOUSTON, TX
Past

September 26, 2005 - April 6, 2009

CAPNET SECURITIES CORPORATION

BD
CRD#: 23669
HOUSTON, TX
Past

May 24, 2001 - September 21, 2005

SANDERS MORRIS LLC

BD
CRD#: 20580
HOUSTON, TX
Past

June 22, 2000 - May 22, 2001

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

February 23, 2000 - June 20, 2000

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/3/2013)

Exams


State Security Law Exam
IAR
Series 65
Date: 2/9/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MW
MDX WEALTH MANAGEMENT
CREST FINANCIAL GROUP D/B/A CREST RETIREMENT PLANNING | TAMARIND ADVISORS LLC | RAY FINANCIAL SERVICES | MDX WEALTH MANAGEMENT | MDX WEALTH

CRD#: 161309 / SEC#:

Arizona
Registered Investment Advisory firm - (11/2/2016 Approved)
California
Registered Investment Advisory firm - (6/17/2016 Approved)
Nevada
Registered Investment Advisory firm - (8/22/2016 Approved)
Texas
Registered Investment Advisory firm - (10/26/2012 Approved)
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Contact information


Main Address
2245 Texas Dr Suite 300, Sugarland, TX 77479
Mailing Address
Phone number
(713) 877-2526
Established
Firm type
Fiscal year end
# of Employees
7

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts244
AUM (Assets Under Management)$ 63,500,955

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MDX WEALTH MANAGEMENT

CRD#: 161309Sugarland, TX 77479

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