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DM

Diego S. Moraiz

BULL MARKET SECURITIES
Miami, FL 33130
Some features on this profile are disabled
CRD#: 3023248
DM

Professional summary

Diego Sebastian Moraiz, who also goes by Diego S Moraiz, is a registered financial professional currently at BULL MARKET SECURITIES, INC. located in Miami, Florida.

Diego is registered as a RR (Registered Representative) and started their career in finance in 1998. Diego has worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Diego S Moraiz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Diego Sebastian Moraiz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 4, 2025 - Present

BULL MARKET SECURITIES, INC.

Office #1: 175 Sw 7th Street Suite 1616, Miami, FL 33130
BD
CRD#: 282480
Miami, FL
Past

January 16, 2025 - December 15, 2025

MARCO POLO SECURITIES LLC

BD
CRD#: 46561
NEW YORK, NY
Past

April 14, 2023 - June 5, 2023

MAREX CAPITAL MARKETS INC.

BD
CRD#: 161014
NEW YORK, NY
Past

May 31, 2018 - January 10, 2022

SANTANDER INVESTMENT SECURITIES INC.

BD
CRD#: 37216
NEW YORK, NY
Past

June 23, 2015 - May 22, 2018

LARRAINVIAL SECURITIES US LLC

BD
CRD#: 152424
NEW YORK, NY
Past

December 18, 1998 - September 13, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 5, 1998 - December 18, 1998

CITICORP SECURITIES, INC.

BD
CRD#: 7474
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(12/4/2025)
RR
Florida
(12/4/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/4/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 8/31/2015
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 6/23/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/26/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BM
BULL MARKET SECURITIES, INC.
BULL MARKET SECURITIES, INC.

CRD#: 282480 / SEC#: , 8-69718

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
175 Sw 7th Street Suite 1616, Miami, FL 33130
Mailing Address
175 Sw 7th Street Suite 1616, Miami, FL 33130
Phone number
(561) 757-2322
Established
Florida since 10/20/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GOLDON COMPANY TRADE SAOWNER
COLOMBO, DOUGLASFINOP, CFO, PFO1858351
JORDAN, CHRISTOPHER SHANECHIEF COMPLIANCE OFFICER2843281
MARRA, LAUTARO DAVIDCHIEF EXECUTIVE OFFICER6510408
MARRA, LAUTARO DAVIDPRINCIPAL OPERATIONS OFFICER6510408

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BULL MARKET SECURITIES, INC.

CRD#: 282480Miami, FL 33130

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