Dawson A. Ransome

RANSOME ASSET MANAGEMENT

Wesley Chapel, FL

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CRD#: 3023192

Professional summary

Dawson Allen Ransome, CFA is a registered financial advisor currently at RANSOME ASSET MANAGEMENT located in Wesley Chapel, Florida.

Dawson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Dawson has worked at 2 firms and has passed the Series 65, Series 63, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dawson Allen Ransome's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

December 6, 2019 - Present

RANSOME ASSET MANAGEMENT

RIA

CRD#: 304825

Wesley Chapel, FL

Past

April 29, 1998 - May 28, 2003

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

OCALA, FL

Past

April 24, 1998 - May 28, 2003

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/6/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/22/1999

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/10/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/23/1998

General Securities Representative Examination

Current Firm

RANSOME ASSET MANAGEMENT

RANSOME ASSET MANAGEMENT | RANSOME ASSET MANAGEMENT LLC

CRD#: 304825 / SEC#:

Florida

Registered Investment Advisory firm - (12/6/2019 Approved)

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Contact information

Main Address

Wesley Chapel, FL

Mailing Address

Phone number

(813) 444-8742

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 520,620

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Dawson A. Ransome

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dawson Allen Ransome's CRS (Customer Relationship Summary).

Certified licenses

Experience

RANSOME ASSET MANAGEMENT

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/2019

Series 63

Date: 3/22/1999

Series 66

Date: 6/10/1998

Series 7

Date: 4/23/1998

Current Firm

RANSOME ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RANSOME ASSET MANAGEMENT

TRUST BUT VERIFY

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