William S. Cairo
Professional summary
William Steven Cairo, who also goes by Bill Cairo, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Sarasota, Florida and TRUIST INVESTMENT SERVICES, INC. located in Bradenton, Florida.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. William has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Steven Cairo's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 26, 2024 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 2925 University Pkwy, Sarasota, FL 34243June 27, 2024 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 4312 Manatee Ave W, Bradenton, FL 34209Office #2: 11255 State Road 70 E, Bradenton, FL 34202Office #3: 4215 Cortez Rd W, Bradenton, FL 34210Office #4: 2925 University Pkwy, Sarasota, FL 34243Office #5: 510 Bay Isles Rd, Longboat Key, FL 34228October 3, 2006 - March 23, 2007
FIFTH THIRD SECURITIES, INC.
September 20, 2006 - March 23, 2007
FIFTH THIRD SECURITIES, INC.
December 15, 2005 - September 11, 2006
WELLS FARGO CLEARING SERVICES, LLC
October 20, 2005 - October 20, 2005
WELLS FARGO CLEARING SERVICES, LLC
September 7, 2005 - September 11, 2006
WELLS FARGO CLEARING SERVICES, LLC
September 17, 2002 - August 2, 2005
COLONIAL BROKERAGE, INC.
October 1, 2000 - August 23, 2002
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - August 23, 2002
WELLS FARGO CLEARING SERVICES, LLC
May 3, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
April 6, 1998 - December 16, 1998
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 6/27/2024
General Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
