Steven L. Prescott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Lewis Prescott was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1998. Steven had worked at 3 firms and has passed the Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2013 - August 8, 2014
QUASAR TRADING, LLC
February 9, 2001 - April 11, 2002
SCHONFELD SECURITIES, LLC
March 24, 1998 - May 2, 2000
WILLIAM R. HOUGH & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 7/11/2013
Proprietary Trader Qualification ExaminationSeries 55
Date: 2/27/2001
Limited Representative-Equity Trader ExamCurrent Firm
QUASAR TRADING, LLC
CRD#: 151974 / SEC#: , 8-68416
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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