Jill W. Ostergaard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jill Wenzlaff Ostergaard, who also goes by Jill Michele Wenzlaff, was a registered financial professional .
Jill is a previously registered financial professional and started their career in finance in 2005. Jill had worked at 5 firms and has passed the Series 99TO, Series 7TO, Series 79TO, SIE, Series 24 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2019 - December 4, 2023
EXOS SECURITIES LLC
March 7, 2012 - July 29, 2016
BARCLAYS CAPITAL INC.
February 14, 2011 - February 14, 2011
PRIME DEALER SERVICES CORP.
February 14, 2011 - March 6, 2012
MS SECURITIES SERVICES INC.
December 2, 2005 - March 6, 2012
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
EXOS SECURITIES LLC
CRD#: 298276 / SEC#: , 8-70182
Contact information
FINRA licenses (12 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
