Clinton O. Kruse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clinton Ogden Kruse, who also goes by Clint Ogden Kruse, Clinton Kruse, was a registered financial professional .
Clinton is a previously registered financial professional and started their career in finance in 1998. Clinton had worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2025 - October 17, 2025
FORESIDE FUND SERVICES, LLC
March 30, 2020 - May 8, 2025
ALPS DISTRIBUTORS, INC.
February 20, 2013 - December 31, 2019
NORTHERN LIGHTS DISTRIBUTORS, LLC
November 27, 2007 - January 15, 2013
GUARDIAN INVESTOR SERVICES LLC
February 28, 2005 - November 20, 2007
IVY DISTRIBUTORS, INC.
January 28, 2005 - November 19, 2007
WADDELL & REED
May 12, 2004 - January 21, 2005
INVESCO DISTRIBUTORS, INC.
November 28, 2001 - April 29, 2004
VOYA INVESTMENTS DISTRIBUTOR, LLC
September 20, 1999 - June 5, 2001
VOYA INVESTMENTS DISTRIBUTOR, LLC
March 26, 1998 - September 15, 1999
BIRCHTREE FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
