Steven A. Friedman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Alan Friedman was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1998. Steven had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2019 - April 27, 2021
FEDERATED INTERNATIONAL SECURITIES CORP.
March 28, 2001 - April 27, 2021
FEDERATED INVESTMENT COUNSELING
January 12, 2000 - November 9, 2007
SOUTHPOINTE DISTRIBUTION SERVICES INC.
January 12, 2000 - October 4, 2013
EDGEWOOD SERVICES, INC.
January 12, 2000 - April 27, 2021
FEDERATED SECURITIES CORP.
May 14, 1998 - February 14, 2000
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Exams
Current Firm
FEDERATED INTERNATIONAL SECURITIES CORP.
CRD#: 290173 / SEC#: 801-111953, 8-70132
Contact information
Red Flags
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