Charles E. Lanphier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Edward Lanphier, who also goes by Chick Lanphier, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1973. Charles had worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 15, Series 5, Series 000, Series 1, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2013 - December 31, 2020
LANPHIER CAPITAL MANAGEMENT, INC.
November 21, 1997 - December 17, 1999
T. J. RANEY & SONS, INC. - BD
June 23, 1993 - September 26, 1995
T. J. RANEY & SONS, INC. - BD
May 21, 1993 - February 28, 2005
LANPHIER CAPITAL MANAGEMENT, INC.
May 3, 1989 - January 19, 1993
LLAMA COMPANY
June 23, 1987 - May 19, 1989
T. J. RANEY & SONS, INC. - BD
January 8, 1987 - July 1, 1987
SAL CLEARING CORPORATION
October 2, 1984 - January 2, 1987
E. F. HUTTON & COMPANY INC
June 21, 1983 - October 30, 1984
DREXEL BURNHAM LAMBERT INCORPORATED
March 16, 1983 - June 22, 1983
DANNY THOMAS INVESTMENTS, INC.
May 28, 1976 - March 10, 1981
STEPHENS
July 8, 1974 - November 30, 1980
THOMSON MCKINNON SECURITIES INC.
March 7, 1973 - August 19, 1975
W. E. HUTTON & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 3/3/1984
Foreign Currency Options ExaminationSeries 5
Date: 1/7/1984
Interest Rate Options ExaminationSeries 000
Date: 3/1/1973
General Securities Principal ExaminationSeries 1
Date: 3/1/1973
Registered Representative ExaminationCurrent Firm
LANPHIER CAPITAL MANAGEMENT, INC.
CRD#: 118474 / SEC#: 801-63887
Contact information
Red Flags
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