Elaine B. Cowan

LEONARD INVESTMENT ADVISORS

Oklahoma City, OK 73118

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CRD#: 3022744

Professional summary

Elaine Braver Cowan, who also goes by Elaine Stacy Braver, is a registered financial advisor currently at LEONARD INVESTMENT ADVISORS INC. located in Oklahoma City, Oklahoma and B.B. GRAHAM & COMPANY, INC. located in Oklahoma City, Oklahoma.

Elaine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Elaine has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elaine Stacy Braver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)LEONARD AGENCY INC-1900 NW EXPWY STE#1450 OKC OK 73118-01/2003-VP & SALES DIR-INVEST REL-40 HRS/MO DEV TO BUS DURING & OFF TRADING HRS. (2) LEONARD INVESTMENT ADVISORS INC-1900 NW EXPWY, STE#1450 OKC OK 73118-08/2003-IA REP-INVEST REL-2-3 HRS/MO DURING & OFF TRADING HRS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elaine Braver Cowan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2003 - Present

LEONARD INVESTMENT ADVISORS INC.

Office #1: 1900 Nw Expressway Suite 1450, Oklahoma City, OK 73118Office #2: 1900 Nw Expressway Suite 1450, Oklahoma City, OK 73118

RIA

CRD#: 116712

Oklahoma City, OK

Current

December 18, 2014 - Present

B.B. GRAHAM & COMPANY, INC.

Office #1: 1900 Nw Expressway, Suite 1450, Oklahoma City, OK 73118

RIA

CRD#: 41533

Oklahoma City, OK

Past

May 23, 2001 - December 22, 2014

LEONARD SECURITIES, INC

CRD#: 43176

OKLAHOMA CITY, OK

Past

January 14, 2000 - June 12, 2001

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

April 8, 1998 - December 31, 1999

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(1/30/2025)

Colorado
(3/21/2017)

Florida
(8/5/2020)

Iowa
(8/27/2020)

Kansas
(3/8/2017)

Kentucky
(12/22/2014)

Minnesota
(2/29/2016)

Missouri
(12/22/2014)

New Mexico
(7/13/2016)

IAR

Oklahoma
(8/29/2003)

Oklahoma
(12/18/2014)

Texas
(12/18/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/13/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/13/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/28/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/7/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LEONARD INVESTMENT ADVISORS INC.

CRD#: 116712 / SEC#:

Arkansas

Registered Investment Advisory firm - (12/1/2015 Terminated)

New York

Registered Investment Advisory firm - (11/19/2003 Cancelled)

Oklahoma

Registered Investment Advisory firm - (5/1/2000 Approved)

Texas

Registered Investment Advisory firm - (6/30/2005 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1900 N W Expressway Suite 1450, Oklahoma City, OK 73118-1812

Mailing Address

Phone number

(405) 879-0166

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	106
AUM (Assets Under Management)	$ 84,509,202

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Elaine B. Cowan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elaine Braver Cowan's CRS (Customer Relationship Summary).

Certified licenses

Experience

B.B. GRAHAM & COMPANY, INC.

LEONARD SECURITIES, INC

USALLIANZ SECURITIES, INC.

LEGACY FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/13/2003

Series 63

Date: 4/13/1998

SIE

Date: 10/1/2018

Series 7

Date: 3/28/2005

Series 6

Date: 4/7/1998

FINRA

Current Firm

LEONARD INVESTMENT ADVISORS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEONARD INVESTMENT ADVISORS INC.

TRUST BUT VERIFY

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