Kimberly M. Dixon
Professional summary
Kimberly M Dixon, who also goes by Kimberly Marie Dixon, Kim Schmitz, Kimberly Marie Schmitz, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Golden, Colorado.
Kimberly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Kimberly has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly M Dixon's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2026 - Present
EMPOWER ADVISORY GROUP, LLC
May 12, 2004 - July 6, 2005
CETERA WEALTH SERVICES, LLC
May 3, 2004 - June 13, 2006
CETERA WEALTH SERVICES, LLC
May 30, 2002 - April 27, 2004
EDWARD JONES
April 26, 2000 - June 6, 2002
SECURITIES AMERICA, INC.
November 15, 1999 - April 12, 2000
BOFA DISTRIBUTORS, INC.
June 24, 1998 - October 25, 1999
DWS DISTRIBUTORS, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/13/2026)
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
