Gregory D. Clark
Professional summary
Gregory Dennis Clark was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gregory Dennis Clark was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1998. Gregory had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2018 - February 21, 2019
BURCH & COMPANY, INC
September 6, 2016 - December 6, 2016
RAYMOND JAMES & ASSOCIATES, INC.
September 6, 2016 - December 6, 2016
RAYMOND JAMES & ASSOCIATES, INC.
July 25, 2011 - September 6, 2016
DEUTSCHE BANK SECURITIES INC.
July 20, 2011 - September 6, 2016
DEUTSCHE BANK SECURITIES INC.
March 5, 2008 - July 20, 2011
HSBC SECURITIES (USA) INC.
March 3, 2008 - July 20, 2011
HSBC SECURITIES (USA) INC.
April 27, 2004 - March 30, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 3, 2003 - March 30, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 8, 1999 - December 1, 2003
MORGAN STANLEY DW INC.
July 20, 1998 - March 23, 1999
OSCAR GRUSS & SON INCORPORATED
April 3, 1998 - August 4, 1998
W.J. NOLAN & COMPANY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BURCH & COMPANY, INC
CRD#: 102280 / SEC#: , 8-52121
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Arbitration | 1 |
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