Gretchen Stangier

STANGIER WEALTH MANAGEMENT

Clackamas, OR 97015

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CRD#: 3022236

Professional summary

Gretchen Stangier, CFP® is a registered financial advisor currently at STANGIER WEALTH MANAGEMENT located in Clackamas, Oregon.

Gretchen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Gretchen has worked at 4 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 7/8/2009 - DBA ONLY - GRETCHEN STANGIER, INC. (2) 11/23/2011 - DBA ONLY - STANGIER WEALTH MANAGEMENT - TIME SPENT 100%. (3) 08/09/2013 - FULL SERVICE FINANCIAL - FOR ACCOUNTING PURPOSES ONLY - IT IS A JOINT VENTURE WITH AN ATTORNEY. WE BOTH PUT MONEY INTO THE JOINT VENTURE AND IT PAYS FOR ADVERTISING. WE EACH DO BUSINESS UNDER OUR OWN EXISTING NAMES AND CORPORATIONS - 5% OF TIME SPENT (4) 05/19/2014 - GRETCHEN STANGIER INC. - NON-VARIABLE INSURANCE - SELL LONG TERM CARE - TIME SPENT 1% - PORTLAND, OR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gretchen Stangier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

August 25, 2014 - Present

STANGIER WEALTH MANAGEMENT

Office #1: 12550 Se 93rd Ave Suite 340, Clackamas, OR 97015

RIA

CRD#: 171336

Clackamas, OR

Past

August 1, 2001 - September 9, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

PORTLAND, OR

Past

July 2, 2001 - September 9, 2014

LPL FINANCIAL LLC

CRD#: 6413

PORTLAND, OR

Past

July 16, 1999 - November 15, 2011

VON BORSTEL & ASSOCIATES, INC.

RIA

CRD#: 117724

THE DALLES, OR

Past

March 23, 1998 - July 2, 2001

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STANGIER WEALTH MANAGEMENT

GRETCHEN STANGIER, INC. | STANGIER WEALTH MANAGEMENT

CRD#: 171336 / SEC#: 801-111889

RIA

Registered Investment Advisory firm - (10/19/2017 Approved)

Oregon

Registered Investment Advisory firm - (11/9/2017 Terminated)

Texas

Registered Investment Advisory firm - (11/1/2017 Terminated)

Washington

Registered Investment Advisory firm - (11/8/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(8/26/2014)

IAR

Texas
(8/25/2014)

IAR

Washington
(9/10/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/3/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 6/25/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/19/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 10/14/2005

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/16/2001

General Securities Principal Examination

Current Firm

STANGIER WEALTH MANAGEMENT

GRETCHEN STANGIER, INC. | STANGIER WEALTH MANAGEMENT

CRD#: 171336 / SEC#: 801-111889

RIA

Registered Investment Advisory firm - (10/19/2017 Approved)

Oregon

Registered Investment Advisory firm - (11/9/2017 Terminated)

Texas

Registered Investment Advisory firm - (11/1/2017 Terminated)

Washington

Registered Investment Advisory firm - (11/8/2017 Terminated)

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Contact information

Main Address

12550 Se 93rd Ave Suite 340, Clackamas, OR 97015

Mailing Address

Phone number

(503) 257-0057

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (1/21/2025)

Regulatory assets under management

Total Number of Accounts	1,476
AUM (Assets Under Management)	$ 257,860,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gretchen Stangier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gretchen Stangier's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

VON BORSTEL & ASSOCIATES, INC.

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

STANGIER WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/1999

Series 63

Date: 4/3/1998

Series 31

Date: 6/25/2003

Series 7

Date: 3/19/1998

Series 51

Date: 10/14/2005

Series 24

Date: 4/16/2001

Current Firm

STANGIER WEALTH MANAGEMENT

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STANGIER WEALTH MANAGEMENT

TRUST BUT VERIFY

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