William S. Symons
Professional summary
William Steele Symons III, CFP®, who also goes by Will Symons, is a registered financial advisor currently at EUREKA FINANCIAL PLANNERS, LLC located in Eureka, California.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. William has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Steele Symons III's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
July 24, 2015 - Present
EUREKA FINANCIAL PLANNERS, LLC
March 9, 2015 - July 28, 2015
OSAIC WEALTH, INC.
March 9, 2015 - July 28, 2015
OSAIC WEALTH, INC.
May 10, 2004 - July 31, 2015
FIRST MIDWEST SECURITIES, INC.
May 30, 2003 - July 1, 2015
FIRST MIDWEST SECURITIES, INC.
August 24, 1998 - December 5, 2002
MORGAN STANLEY DW INC.
March 13, 1998 - December 5, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/24/2015)
(1/24/2024)
(3/2/2017)
Exams
Current Firm
EUREKA FINANCIAL PLANNERS, LLC
CRD#: 269975 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 133 |
| AUM (Assets Under Management) | $ 51,680,000 |
Red Flags
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