Richard J. Lanigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard James Lanigan was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1968. Richard had worked at 9 firms and has passed the Series 5, Series 1, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 1996 - December 2, 1997
WORLD INVEST CORPORATION
February 12, 1992 - December 31, 1995
LPL FINANCIAL LLC
December 23, 1988 - December 31, 1995
LPL FINANCIAL LLC
September 24, 1984 - January 4, 1989
RAYMOND JAMES & ASSOCIATES, INC.
November 26, 1979 - November 2, 1984
LEHMAN BROTHERS INC.
February 21, 1979 - November 26, 1979
LOEB PARTNERS
September 10, 1976 - February 19, 1979
A. G. EDWARDS & SONS, INC.
February 6, 1976 - October 30, 1976
SHEARSON HAYDEN STONE INC.
June 24, 1974 - February 28, 1976
DEAN WITTER & CO. INCORPORATED
February 27, 1968 - July 6, 1974
BACHE & CO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 1
Date: 2/26/1968
Registered Representative ExaminationSeries 8
Date: 10/31/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WORLD INVEST CORPORATION
CRD#: 17223 / SEC#: , 8-35106
Contact information
Documents
Red Flags
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