Raymond Y. Park
Professional summary
Raymond Young Hwan Park was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Raymond is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Raymond had worked at 2 firms, which includes HEARTLAND SECURITIES CORP., FREIMARK BLAIR & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2000 - October 19, 2001
HEARTLAND SECURITIES CORP.
March 23, 1998 - August 24, 2000
FREIMARK BLAIR & COMPANY, INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 4/11/2000
Limited Representative-Equity Trader ExamCurrent Firm
HEARTLAND SECURITIES CORP.
CRD#: 43201 / SEC#: , 8-50181
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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