Michael R. Clancy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Robert Clancy was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2005 - July 31, 2012
CAPITAL PLANNING ADVISORY GROUP INC
January 10, 2005 - February 9, 2005
EPLANNING SECURITIES, INC.
February 25, 2004 - September 21, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 13, 2003 - September 21, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 15, 2000 - October 14, 2003
VANGUARD ADVISERS, INC.
August 17, 2000 - October 10, 2003
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL PLANNING ADVISORY GROUP INC
CRD#: 105865 / SEC#: 801-31703
Contact information
Red Flags
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