Matthew J. Shomo
Professional summary
Matthew John Shomo, who also goes by Matt Shomo, Matthew J Shomo, is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Haslet, Texas and VOYA FINANCIAL ADVISORS, INC. located in Windsor, Connecticut.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1998. Matthew has worked at 14 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew John Shomo's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 22, 2015 - Present
VOYA FINANCIAL PARTNERS, LLC
December 6, 2021 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: One Orange Way, C4-s, Windsor, CT 06095December 6, 2021 - May 14, 2025
VOYA INVESTMENTS DISTRIBUTOR, LLC
July 22, 2015 - October 3, 2016
VOYA RETIREMENT ADVISORS, LLC
July 22, 2015 - June 27, 2018
DIRECTED SERVICES LLC
July 22, 2015 - December 31, 2020
SLD AMERICA EQUITIES, INC.
January 31, 2012 - January 2, 2015
NEW ENGLAND SECURITIES
January 31, 2012 - July 1, 2015
MSI FINANCIAL SERVICES, INC.
January 31, 2012 - July 1, 2015
METLIFE INVESTORS DISTRIBUTION COMPANY
December 16, 2009 - September 6, 2013
WALNUT STREET SECURITIES, INC.
December 16, 2009 - September 6, 2013
TOWER SQUARE SECURITIES, INC.
April 28, 2006 - December 3, 2009
MML INVESTORS SERVICES, LLC
August 8, 2000 - January 20, 2006
TOWER SQUARE SECURITIES, INC.
March 16, 1999 - March 16, 2000
FIRST UNION BROKERAGE SERVICES, INC.
April 23, 1998 - December 15, 1998
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
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