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KL

Kenneth Gerard Langone

CRD# 302133·Registered 1968 - 2021
Previously Registered: Being a previously registered professional could mean that Kenneth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kenneth Gerard Langone was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 1968 - 2021. Kenneth had worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 1, Series 24 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

64 years in the financial services industry

Current & Past Employments

INVEMED ASSOCIATES LLC·CRD# 6728
BD
New York, NY
August 14, 1974 - May 26, 2021
THE PRESSPRICH CORPORATION·CRD# 825
BD
May 24, 1968 - December 5, 1975
R W PRESSPRICH & CO INCORPORATED·CRD# 1000003
BD
May 3, 1968 - September 19, 1975

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Current Firm

IA
INVEMED ASSOCIATES LLC

INVEMED ASSOCIATES LLC | INVEMED ASSOCIATES, INCORPORATED

CRD#: 6728 / SEC#: 8-18082
BD
Terminated by SEC on 05/25/2021

Contact Information

Established

New York since 03/01/1999

Firm Type

Limited Liability Company

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
INVEMED SECURITIES, INC.MEMBER—
BARAN, JOHN STANLEYMANAGER/SENIOR VP/ CFO/CCO/SECRETARY1563209
LANGONE, KENNETH GERARDMANAGER/PRESIDENT302133

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1990About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 1 — Registered Representative Examination

Passed Sep 1962

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

Series 00 — General Securities Principal Examination

Passed Jun 1966

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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