Jeffery J. Brigman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery James Brigman, who also goes by Jeff Brigman, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 1998. Jeffery had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2012 - December 31, 2013
FIRST ROUND FINANCIAL, LLC
March 22, 2011 - December 31, 2010
FIRST ROUND FINANCIAL, LLC
February 18, 2011 - December 31, 2010
FIRST ROUND FINANCIAL, LLC
February 19, 2010 - December 31, 2010
FIRST ROUND FINANCIAL, LLC
November 9, 2009 - December 31, 2009
FIRST ROUND FINANCIAL, LLC
November 13, 2006 - December 31, 2007
BRIGMAN & ASSOCIATES, LLC
March 24, 2006 - December 31, 2006
PRO SPORTS FINANCIAL
June 17, 2005 - December 31, 2005
PRO SPORTS FINANCIAL
March 31, 1998 - March 11, 2005
MONY SECURITIES CORPORATION
March 27, 1998 - March 11, 2005
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
FIRST ROUND FINANCIAL, LLC
CRD#: 150802 / SEC#:
Contact information
Red Flags
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