Michael B. Odonnell
Professional summary
Michael Barry Andrew Odonnell, who also goes by Michael Barryandrew Odonnell, Mike Odonnell, is a registered financial professional currently at WILLIAMS TRADING LLC located in Westport, Connecticut.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 5 firms and has passed the Series 63, Series 3, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Barry Andrew Odonnell's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 4, 2011 - Present
WILLIAMS TRADING LLC
Office #1: 450 Post Road East Suite 120, Westport, CT 06880April 1, 2002 - August 24, 2004
GLEACHER & COMPANY SECURITIES, INC.
October 1, 1999 - January 7, 2002
WELLS FARGO CLEARING SERVICES, LLC
July 14, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
March 30, 1998 - April 19, 1999
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/7/2023)
(6/19/2018)
(6/19/2018)
(6/19/2018)
(7/11/2011)
(6/19/2018)
(6/19/2018)
(6/19/2018)
(6/19/2018)
(6/25/2018)
(7/18/2018)
(6/19/2018)
(8/4/2011)
(6/22/2018)
(6/19/2018)
(6/19/2018)
(8/4/2011)
(6/20/2018)
(6/19/2018)
(6/19/2018)
(7/18/2018)
(6/19/2018)
(4/4/2024)
(6/19/2018)
(6/19/2018)
(6/19/2018)
(3/8/2024)
(6/19/2018)
(6/19/2018)
(6/19/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/21/2011
Limited Representative-Equity Trader ExamFINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
WILLIAMS TRADING LLC
CRD#: 43678 / SEC#: , 8-50372
Contact information
FINRA licenses (31 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WILLIAMS, DAVID BREWSTER | MANAGING MEMBER/GENERAL SECURITIES PRINCIPAL | 1715713 |
| GOERTZ, JOSEPH THOMAS | CHIEF COMPLIANCE OFFICER/DIRECTOR OF OPERATIONS | 5607738 |
| MARCIANO, LANCE DANIEL | CHIEF OPERATING OFFICER | 2261020 |
| MOONEY, MATTHEW BRIAN | REGISTERED OPTIONS PRINCIPAL | 3100953 |
| MOROVATI, BABAK BOBBY | CFO/FINANCIAL OPERATIONS PRINCIPAL/PFO/POO | 5650049 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
WILLIAMS TRADING LLC
CRD#: 43678Westport, CT 06880TRUST BUT VERIFY
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