Thomas G. Cloud

THIRD ACT RETIREMENT PLANNING

Woodstock, GA 30062

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CRD#: 3021086

Professional summary

Thomas Gordon Cloud, CFP®, ChFC®, who also goes by Thomas Gordon Cloud Jr, Tommy Cloud, is a registered financial advisor currently at THIRD ACT RETIREMENT PLANNING, INC. located in Woodstock, Georgia.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Thomas has worked at 1 firm and has passed the Series 65, Series 63, Series 22 and Series 6 exams.

Core Areas of Focus

Investment Advice with Ongoing Management

Middle Income Client Needs

Retirement Plan Investment Advice

Retirement Planning & Distribution Rules

Tax Planning

Biography

We specialize in serving clients who are planning for retirement in the next 5 years or are already retired and want to transition into it in excellent health and a commitment to and relationship with the Lord so that it can be the best phase of their lives.

Question & Answer

What are your service offerings?

Investment Planning

Retirement Income Management

Comprehensive Financial Planni...

Retirement Planning

Tax Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Thomas Gordon Cloud Jr | Tommy Cloud

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Gordon Cloud's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

ChFC^®

Chartered Financial Consultant

Experience

Current

January 4, 2005 - Present

THIRD ACT RETIREMENT PLANNING, INC.

Office #1: 3380 Trickum Road Building 1100, Woodstock, GA 30062Office #2: 3162 Johnson Ferry Road Suite 260-27, Marietta, GA 30062

RIA

CRD#: 122785

Woodstock, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/4/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/21/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 3/8/2000

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 5/2/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THIRD ACT RETIREMENT PLANNING, INC.

ELEVEN TWO FUND MANAGEMENT | THIRD ACT RETIREMENT PLANNING, INC. | GOLDEN RULE FINANCIAL

CRD#: 122785 / SEC#:

California

Registered Investment Advisory firm - (12/31/2017 Terminated)

Colorado

Registered Investment Advisory firm - (5/11/2018 Terminated)

Georgia

Registered Investment Advisory firm - (1/4/2005 Approved)

Texas

Registered Investment Advisory firm - (12/31/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3225 Shallowford Road Suite 330, Marietta, GA 30062

Mailing Address

Phone number

(770) 971-2888

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 30,409,148

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas G. Cloud

Professional summary

Core Areas of Focus

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Gordon Cloud's CRS (Customer Relationship Summary).

Certified licenses

Experience

THIRD ACT RETIREMENT PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/1999

Series 63

Date: 4/21/1998

Series 22

Date: 3/8/2000

Series 6

Date: 5/2/1998

Current Firm

THIRD ACT RETIREMENT PLANNING, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THIRD ACT RETIREMENT PLANNING, INC.

TRUST BUT VERIFY

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