Amanda J. Coles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amanda Jean Coles, who also goes by Amanda J. Langenfeld, Amanda Jean Langenfeld, was a registered financial professional .
Amanda is a previously registered financial professional and started their career in finance in 1998. Amanda had worked at 15 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 6, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2012 - June 25, 2012
LPS CAPITAL LLC
July 26, 2011 - May 29, 2012
MORGAN STANLEY
June 27, 2011 - May 29, 2012
MORGAN STANLEY
June 15, 2009 - June 3, 2011
MSI FINANCIAL SERVICES, INC.
May 2, 2009 - June 9, 2009
CHASE INVESTMENT SERVICES CORP.
February 28, 2008 - May 2, 2009
WAMU INVESTMENTS, INC.
November 12, 2007 - February 22, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
June 19, 2006 - October 18, 2007
WALNUT STREET SECURITIES, INC.
June 19, 2006 - October 18, 2007
TOWER SQUARE SECURITIES, INC.
June 19, 2006 - October 18, 2007
NEW ENGLAND SECURITIES
December 11, 2004 - October 18, 2007
METLIFE INVESTORS DISTRIBUTION COMPANY
July 17, 2003 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
December 19, 2002 - July 21, 2003
ALLIANZ LIFE FINANCIAL SERVICES, LLC
May 9, 2001 - November 25, 2002
METLIFE INVESTORS DISTRIBUTION COMPANY
January 3, 2001 - June 30, 2001
PRUCO SECURITIES, LLC.
July 31, 1998 - November 14, 2000
PACIFIC SELECT DISTRIBUTORS, LLC
April 27, 1998 - July 8, 1998
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LPS CAPITAL LLC
CRD#: 155246 / SEC#: , 8-68706
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
