Darren S. Newkirk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darren Scott Newkirk was a registered financial professional .
Darren is a previously registered financial professional and started their career in finance in 1998. Darren had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2017 - October 10, 2017
FIRST EMPIRE SECURITIES, INC.
January 3, 2007 - October 26, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 20, 1998 - November 7, 2006
CNBS
State Registrations and Notice Filings
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Exams
Current Firm
FIRST EMPIRE SECURITIES, INC.
CRD#: 15129 / SEC#: , 8-31701
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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