Valeri V. Pavlov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valeri Vassilev Pavlov, who also goes by Valeri Pavlov, was a registered financial professional .
Valeri is a previously registered financial professional and started their career in finance in 1998. Valeri had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2019 - July 8, 2019
PICKWICK CAPITAL ADVISORS, LLC
July 23, 2010 - December 31, 2018
PICKWICK CAPITAL ADVISORS, LLC
July 30, 2001 - December 31, 2005
TRAUTMAN WASSERMAN & COMPANY, INC.
February 29, 2000 - April 12, 2001
COMMERZ MARKETS LLC
March 18, 1998 - May 20, 1998
MERCANTILE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PICKWICK CAPITAL ADVISORS, LLC
CRD#: 139114 / SEC#: 801-65828
Contact information
Red Flags
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