David W. Turnbull

DWT FINANCIAL SERVICES

Cumberland, MD 21502

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CRD#: 3020663

Professional summary

David William Turnbull is a registered financial advisor currently at DWT FINANCIAL SERVICES located in Cumberland, Maryland.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. David has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

APPLICANT IS ON THE BOARD OF DIRECTORS FOR FARMERS & MECHANICS BANK LOCATED AT 110 THOMAS JOHNSON DRIVE (PO BOX 518) FREDERICK, MD 21705-0518. DEVOTES 75 HOURS/YEAR TO THIS AND IS PAID A QUARTERLY RETAINER OF $1,500 AND $450 PER MEETING ATTENDED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David William Turnbull's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 10, 2006 - Present

DWT FINANCIAL SERVICES

Office #1: 217 Glenn Street Suite 200, Cumberland, MD 21502

RIA

CRD#: 139623

Cumberland, MD

Past

September 15, 2001 - February 3, 2006

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

July 18, 2000 - February 3, 2006

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

CUMBERLAND, MD

Past

May 20, 1998 - September 15, 2001

HOWARD WEIL INCORPORATED

CRD#: 30958

NEW ORLEANS, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(3/10/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/22/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/22/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/19/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DWT FINANCIAL SERVICES

DWT FINANCIAL SERVICES | DWT FINANCIAL SERVICES, LLC

CRD#: 139623 / SEC#:

Maryland

Registered Investment Advisory firm - (3/10/2006 Approved)

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Contact information

Main Address

217 Glenn Street Suite 200, Cumberland, MD 21502

Mailing Address

Phone number

(301) 759-3270

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David W. Turnbull

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David William Turnbull's CRS (Customer Relationship Summary).

Certified licenses

Experience

DWT FINANCIAL SERVICES

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

HOWARD WEIL INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 11/22/1999

Series 63

Date: 5/22/1998

Series 6

Date: 5/19/1998

Current Firm

DWT FINANCIAL SERVICES

Contact information

Documents

Red Flags

Company Information

DWT FINANCIAL SERVICES

TRUST BUT VERIFY

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