William V. Looney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Vincent Looney JR, who also goes by William V Looney, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1998. William had worked at 5 firms and has passed the Series 63, Series 99TO, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2019 - January 28, 2026
X-CHANGE FINANCIAL ACCESS, LLC
September 10, 2009 - October 26, 2011
SANFORD C. BERNSTEIN & CO., LLC
May 19, 2004 - September 22, 2009
CITIGROUP GLOBAL MARKETS INC.
April 30, 2001 - May 14, 2004
CREDIT SUISSE SECURITIES (USA) LLC
May 14, 1998 - September 1, 1998
SALOMON BROTHERS INC.
May 14, 1998 - April 19, 2001
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 7/25/2024
Operations Professional ExaminationSeries 55
Date: 1/30/2006
Limited Representative-Equity Trader ExamCurrent Firm
X-CHANGE FINANCIAL ACCESS, LLC
CRD#: 126201 / SEC#: , 8-65860
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 33 |
Red Flags
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