Silvia A. Aviles
Professional summary
Silvia Alicia Aviles, who also goes by Silvia Aviles, is a registered financial advisor currently at WESTERN GROWERS FINANCIAL SERVICES, INC. located in Irvine, California.
Silvia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Silvia has worked at 1 firm and has passed the Series 66, Series 82TO, SIE, Series 7, Series 3, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Silvia Alicia Aviles's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Silvia Alicia Aviles's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2015 - Present
WESTERN GROWERS FINANCIAL SERVICES, INC.
Office #1: 15525 Sand Canyon, Irvine, CA 92618September 3, 2014 - Present
WESTERN GROWERS FINANCIAL SERVICES, INC.
Office #1: 15525 Sand Canyon, Irvine, CA 92618State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2015)
(2/24/2015)
(1/27/2015)
(2/11/2015)
(9/3/2014)
(9/3/2014)
(1/27/2015)
(1/27/2015)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
WESTERN GROWERS FINANCIAL SERVICES, INC.
CRD#: 115115 / SEC#: , 8-53458
Contact information
FINRA licenses (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 281 |
| AUM (Assets Under Management) | $ 115,585,156 |
Red Flags
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