David F. Eriksson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Fredrik Eriksson, who also goes by Fred Eriksson, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1998. David had worked at 3 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2012 - January 21, 2014
BEACON POINTE WEALTH ADVISORS, LLC
June 1, 2009 - October 25, 2012
MORGAN STANLEY
June 1, 2009 - October 25, 2012
MORGAN STANLEY
October 10, 2000 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
October 15, 1998 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEACON POINTE WEALTH ADVISORS, LLC
CRD#: 151328 / SEC#: 801-70550
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
