Santiago A. Fernandez Ramos
Professional summary
Santiago A Fernandez Ramos, who also goes by Santiago A Fernandez, Santiago Fernandez Ramos, Santiago Antonio Fernandez Ramos, is a registered financial professional currently at FINAMEX INTERNATIONAL, LLC located in New York, New York.
Santiago is registered as a RR (Registered Representative) and started their career in finance in 1998. Santiago has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 17 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Santiago A Fernandez Ramos's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2023 - Present
FINAMEX INTERNATIONAL, LLC
Office #1: 575 5th Avenue 16th Floor/office 16-139, New York, NY 10017August 16, 2021 - January 18, 2023
NATIXIS SECURITIES AMERICAS LLC
July 17, 2018 - August 9, 2021
BBVA SECURITIES INC.
March 2, 2018 - July 5, 2018
TRADITION SECURITIES AND DERIVATIVES LLC
October 3, 2011 - December 21, 2017
NATIXIS SECURITIES AMERICAS LLC
August 25, 2011 - October 3, 2011
NATIXIS SECURITIES NORTH AMERICA INC.
February 29, 2008 - May 13, 2011
SG AMERICAS SECURITIES, LLC
December 8, 2005 - August 17, 2007
BBVA SECURITIES INC.
June 29, 1998 - March 22, 2001
BBVA SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2023)
(4/21/2023)
(7/10/2023)
(7/13/2023)
(9/19/2023)
(4/25/2023)
(9/25/2023)
(5/24/2023)
(6/12/2023)
(5/23/2023)
(3/10/2023)
(3/10/2023)
Exams
Series 17
Date: 6/23/1998
Limited Registered Representative ExaminationFINRA
Current Firm
FINAMEX INTERNATIONAL, LLC
CRD#: 301726 / SEC#: , 8-70333
Contact information
FINRA licenses (13 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
