Christopher E. Pippin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Enoch Pippin was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1998. Christopher had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2003 - October 23, 2003
SHELMAN SECURITIES CORP.
July 15, 2002 - March 13, 2003
SALOMON GREY FINANCIAL CORPORATION
December 3, 1999 - July 18, 2002
EMMETT A LARKIN COMPANY, INC.
November 18, 1999 - November 19, 1999
SUNPOINT SECURITIES, INC.
March 18, 1999 - November 12, 1999
BOLTON GLOBAL CAPITAL
February 9, 1999 - March 3, 1999
BOLTON GLOBAL CAPITAL
March 5, 1998 - March 16, 1999
FOX & COMPANY INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SHELMAN SECURITIES CORP.
CRD#: 39795 / SEC#: , 8-48810
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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