Walter G. Langenhahn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Gary Langenhahn, who also goes by W. Gary Langenhahn, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1972. Walter had worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, Series 99TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2020 - January 20, 2022
CETERA INVESTMENT ADVISERS LLC
July 28, 2017 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
February 17, 2016 - February 10, 2022
PRIVATE CLIENT GROUP ASSET MANAGEMENT
March 29, 2010 - January 20, 2022
FIRST ALLIED SECURITIES, INC.
October 13, 2008 - March 29, 2010
AMERITAS INVESTMENT COMPANY, LLC
September 23, 2008 - March 29, 2010
AMERITAS INVESTMENT COMPANY, LLC
April 10, 2002 - September 9, 2008
PARK AVENUE SECURITIES LLC
May 3, 1999 - September 9, 2008
PARK AVENUE SECURITIES LLC
April 29, 1974 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
November 8, 1972 - September 27, 1973
VP DISTRIBUTORS LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 11/2/1972
Registered Representative ExaminationCurrent Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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