Geoffrey S. Frankel
Professional summary
Geoffrey Scott Frankel, who also goes by Geoffrey Scott Frankel, is a registered financial professional currently at CAPSTONE PARTNERS located in Chicago, Illinois.
Geoffrey is registered as a RR (Registered Representative) and started their career in finance in 1998. Geoffrey has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Geoffrey Scott Frankel's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 22, 2025 - Present
CAPSTONE PARTNERS
Office #1: 222 N. Lasalle Street Suite 1260, Chicago, IL 60601July 13, 2021 - July 14, 2025
HILCO CORPORATE FINANCE, LLC
April 7, 2020 - June 4, 2021
KROLL SECURITIES LLC
February 25, 2014 - October 1, 2018
HURON TRANSACTION ADVISORY LLC
March 16, 2009 - July 12, 2013
HARRIS WILLIAMS
September 7, 2006 - March 17, 2009
NATCITY INVESTMENTS, INC.
August 9, 2006 - September 7, 2006
NATCITY INVESTMENTS, INC.
November 25, 2004 - August 10, 2006
SSG CAPITAL ADVISORS, L.P.
December 4, 1998 - July 18, 2001
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/22/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CAPSTONE PARTNERS
CRD#: 132185 / SEC#: , 8-66572
Contact information
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPSTONE CORPORATE FINANCE LLC | DIRECT OWNER | |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| CASPER, MARK VERNON JR. | CHIEF FINANCIAL OFFICER | 6682711 |
| DAHLKE, STEPHEN MATTHEW | CHIEF COMPLIANCE OFFICER | 2577928 |
| FERRARA, JOHN MARIO II | PRESIDENT | 2097226 |
| JANSON, PAUL EDWARD | DIRECTOR | 4992234 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | EXECUTIVE MANAGING DIRECTOR | 6419334 |
| VALDIVIA, SERENA | AML OFFICER | 7790899 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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