Robert A. Lange
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Arthur Lange, who also goes by Bob Lange, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1973. Robert had worked at 12 firms and has passed the Series 66, Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2012 - January 9, 2013
SIGNATOR INVESTORS, INC.
October 10, 2012 - April 2, 2013
SIGNATOR INVESTORS, INC.
August 2, 2010 - October 3, 2012
PARK AVENUE SECURITIES LLC
June 8, 2010 - October 3, 2012
PARK AVENUE SECURITIES LLC
July 10, 1996 - January 13, 1998
FIRST MIDWEST SECURITIES, INC.
May 26, 1995 - April 9, 1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 26, 1995 - April 9, 1996
OSAIC FA, INC.
January 12, 1994 - June 12, 1995
GUARDIAN INVESTOR SERVICES LLC
November 18, 1991 - January 28, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 18, 1991 - January 28, 1994
SIGNATOR INVESTORS, INC.
April 3, 1990 - November 1, 1991
CAPITAL FINANCIAL SERVICES, INC.
August 18, 1986 - April 16, 1990
OLD SLIP CAPITAL MANAGEMENT, INC.
September 27, 1983 - June 27, 1986
TOWER SQUARE SECURITIES, INC.
November 13, 1979 - July 29, 1983
WOODBURY FINANCIAL SERVICES, INC.
December 4, 1973 - June 26, 1978
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/30/1973
Registered Representative ExaminationCurrent Firm
SIGNATOR INVESTORS, INC.
CRD#: 468 / SEC#: 801-56298, 8-13995
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK FINANCIAL NETWORK, INC. | PARENT COMPANY | |
| ARMSTRONG, ABIGAIL MARIE | VICE PRESIDENT, COUNSEL AND ASST SECRETARY | 1239945 |
| CAPPUCCIO, PAUL ANTHONY | ASSISTANT VICE PRESIDENT | 2151678 |
| COLLINS, BRIAN DOUGLAS | VICE PRESIDENT | 6445623 |
| DORVAL, STEVEN FRANCIS | DIRECTOR | 4163630 |
| HORACK, THOMAS JOSEPH | VP & DIRECTOR | 861315 |
| KARMAN, MITCHELL ANDREW | DIRECTOR | 2837307 |
| KWONG-LOI, YIU | ASSISTANT SECRETARY | 6639555 |
| LANNIGAN, TRACY KANE | SECRETARY | 6944688 |
| MARYANOPOLIS, CHRISTOPHER | PRESIDENT & DIRECTOR | 3041077 |
| REBMAN, JILL DENISE | DIRECTOR | 6520386 |
| RIGATTI, MATTHEW FORREST | DIRECTOR | 2461646 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER & TREASURER | 4364402 |
| SCORPIO, CARON MARIE | ASSISTANT VICE PRESIDENT | 4275948 |
| SPADAFORA, CRAIG ALAN | DIRECTOR | 3184320 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER & DIRECTOR | 4612910 |
| TETA, ANTHONY MAURICE | DIRECTOR | 4617856 |
| TUCKER, BRIAN THOMAS | ASSISTANT SECRETARY | 2285090 |
| VACON, MELISSA M | VICE PRESIDENT & DIRECTOR | 6189199 |
| WALTERS, GINA GOLDYCH | DIRECTOR | 5095838 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 12 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
