AH
Alan D. Holman
APOLLON WEALTH MANAGEMENT
DENVER, CO 80202
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CRD#: 3019671
AH
Professional summary
Alan David Holman, CFP® is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Denver, Colorado.
Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Alan has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)DBA:ALAN HOLMAN CFP BUSINESS LOCATED AT 5613 DTC PKWY SUITE 1200 GREENWOOD VILLAGE 80111. 2)RENTAL REAL ESTATE 3809 S ROME WAY AURORA, CO. IS THE OWNER AND IS NOT SECURITIES RELATED. 2004-PRESENT. 1 HOUR/WEEK NOT DURING MARKET HOURS. 3)INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED ONLY. 4) ADH WEALTH MANAGEMENT, 950 17TH STREET, SUITE 950 DENVER CO 80202, OWNER, 10/1/2012, 10 HOURS PER MONTH, ADH is a personal holding company for Alan Holman's work as an independent contractor.
CRS (Client Relationship Summary) - RIA
Click below to view Alan David Holman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
February 16, 2021 - Present
APOLLON WEALTH MANAGEMENT, LLC
Office #1: 950 Seventeenth Street, Denver, CO 80202RIA
CRD#: 291902
DENVER, CO
Past
December 6, 2011 - February 12, 2021
CASCADE FINANCIAL MANAGEMENT, INC.
RIA
CRD#: 119030
DENVER, CO
Past
December 6, 2011 - December 31, 2020
CASCADE FINANCIAL MANAGEMENT, INC.
BD
CRD#: 119030
DENVER, CO
Past
October 14, 2011 - October 19, 2011
ADRIAN & ASSOCIATES INC
RIA
CRD#: 107307
GREENWOOD VILLAGE, CO
Past
March 1, 2010 - September 6, 2011
ADRIAN & ASSOCIATES INC
RIA
CRD#: 107307
GREENWOOD VILLAGE, CO
Past
January 8, 2010 - October 17, 2011
GENEOS WEALTH MANAGEMENT, INC.
RIA
CRD#: 120894
GREENWOOD VILLAGE, CO
Past
January 8, 2010 - October 17, 2011
GENEOS WEALTH MANAGEMENT, INC.
BD
CRD#: 120894
GREENWOOD VILLAGE, CO
Past
August 9, 2006 - January 4, 2010
CG BROKERAGE L.L.C.
BD
CRD#: 112033
GREENWOOD VILLAGE, CO
Past
February 10, 2005 - January 4, 2010
CLIFTON GUNDERSON WEALTH ADVISORS
RIA
CRD#: 111297
GREENWOOD VILLAGE, CO
Past
February 10, 2005 - October 10, 2005
CAP PRO BROKERAGE SERVICES, INC.
BD
CRD#: 103953
COLUMBUS, OH
Past
January 1, 1999 - December 5, 2005
ADRIAN & ASSOCIATES INC
RIA
CRD#: 107307
GREENWOOD VILLAGE, CO
Past
June 11, 1998 - February 2, 2005
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
April 15, 1998 - May 26, 1998
FIRST SPRINGFIELD SECURITIES, INC.
BD
CRD#: 25099
SPRINGFIELD, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(2/16/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
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Contact information
Main Address
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 579-0018
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
