Jack N. Dyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Nelson Dyer JR was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1998. Jack had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2005 - December 31, 2024
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
April 22, 2005 - December 31, 2021
LASALLE ST SECURITIES, L.L.C.
May 15, 2003 - April 22, 2005
KESTRA INVESTMENT SERVICES, LLC
May 15, 2003 - April 22, 2005
KESTRA INVESTMENT SERVICES, LLC
September 14, 2000 - July 1, 2003
VERAVEST INVESTMENT ADVISORS, INC.
March 7, 1998 - May 29, 2003
VERAVEST INVESTMENTS, INC.
Primary Firm SEC Registration
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
Contact information
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,941 |
| AUM (Assets Under Management) | $ 4,346,509,887 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
