Kimberly D. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly D Evans, who also goes by Kimberly D Evans, Kimberly Dawn Evans, Kimberly D Mcdowell, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 1999. Kimberly had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2018 - September 28, 2023
MOORE WEALTH MANAGEMENT L.L.C.
January 1, 2002 - May 27, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 21, 1999 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MOORE WEALTH MANAGEMENT L.L.C.
CRD#: 143378 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 354 |
| AUM (Assets Under Management) | $ 98,500,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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